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Question
before selling bonds to investors, matteos company must provide audited financial statements and a detailed description of the terms of the bonds. by doing so, which federal regulation is he complying with? ○ sarbanes-oxley act of 2002 ○ securities act amendments of 1975 ○ securities exchange act of 1934 ○ securities act of 1933
The Securities Act of 1933 requires companies to provide full and fair disclosure of information (like audited financial statements and bond terms) when offering securities (including bonds) to investors. The Sarbanes - Oxley Act focuses on corporate governance and accounting, the Securities Act Amendments of 1975 on market structure, and the Securities Exchange Act of 1934 on post - issuance trading and disclosure. So Matteo's company is complying with the Securities Act of 1933.
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D. Securities Act of 1933